Certified End-to-End KYC Specialist (eCEEK)

eCEEK Certification: Elevate Your Expertise in End-to-End KYC with Practical Tool Access

Our eStralux Certified End-to-End KYC Specialist (eCEEK) certification, issued by the eStralux Compliance Association, is a comprehensive, globally recognized program designed to equip you with practical expertise in end-to-end KYC and due diligence practices. In addition to covering essential international KYC standards, compliance practices, and the complete KYC lifecycle, eCEEK provides exclusive access to an actual KYC tool, enabling candidates to apply their knowledge in real-world scenarios.

What Sets eCEEK Apart?

• Hands-On KYC Tool Access: Candidates receive access to a KYC tool to practice the full KYC lifecycle, from customer due diligence to name screening.
• Practice Cases & Feedback: We allocate practical cases for candidates to work on, with an option to connect with an instructor for personalized feedback on completed cases.
• Comprehensive Resources: Includes a 400+ entry Excel file containing URLs for registries, regulations, and exchanges worldwide, enhancing your research and compliance skills.

This is the only certification worldwide that provides both video-based demonstrations and hands-on practice on a real KYC tool. Candidates gain immediate access to pre-recorded sessions through our LMS platform upon enrollment. For a detailed syllabus, please visit the Curriculum section.

With the eCEEK certification, you’ll become a certified KYC specialist, ready to excel in compliance roles worldwide. Join this program to advance your career in financial compliance and distinguish yourself as an expert in KYC and due diligence.

Enrollment Procedure and Exam Format

Enrollment Procedure:

1. Visit Website: Go to the eStralux website, select the eCEEK certification, and add it to your cart.
2. Enter Details: Provide your name and contact information on the Cart page.
3. Place Order & Pay: Complete payment using debit/credit cards, QR code, net banking, or other available options.
4. Instant Access: Receive an immediate confirmation email with access to eCEEK study materials, tool access, and course guidelines.

Exam Format:

• Type: Multiple Choice Questions (MCQs)
• Questions: 50
• Duration: 50 minutes
• Passing Score: 75%

Training Syllabus:

Understanding of 10 different entity types in KYC along with attributes sourcing

• Private Limited Entity
• Regulated Entity
• Government
• State Owned Entity
• Publicly Listed Entity
• Investment Fund
• Trust
• Limited Partnership
• Limited Liability Partnership
• Charities

KYC Attributes definition and sourcing

Basic Attributes

• Legal Name
• Previous Names
• Trade/Business Names
• Company Registration Number
• Date of Incorporation
• Entity Status
• Legal Form
• Registered Address
• Principal Place of Business
• Nature of Business
• NAICS
• SIC
• LEI
• AVOX ID
• Constitution Document (e.g., COI, MOA, AOA, Trust Deed, LP Agreement, LLP Agreement)
• Proof of Regulation
• Proof of Listing
• Source of Funds
• Source of Wealth

Key Individuals

• Names of Directors
• Names of Shareholders and UBOs (25% – Low and Medium Risk)
• Names of Shareholders and UBOs (10% – High Risk)
• Names of Limited Partners
• Names of General Partners
• Names of LLP Members
• Names of Designated Members
• Names of Trustees
• Names of Beneficiaries
• Source of Wealth of UBOs
• Source of Wealth of Settlor
• Source of Wealth of Limited Partners
• Source of Wealth of Designated Members

Identification and Verification (ID&V)

• ID&V of UBOs (High Risk)
• ID&V of C-suite if there is no UBO (High Risk)
• ID&V of Beneficiaries (High Risk)
• ID&V of Settlor (High Risk)
• ID&V of Limited Partners (High Risk)
• ID&V of Designated Members (10% – High Risk)

Name screening

• Politically Exposed Person (PEP)
• Adverse Media
• Sanctions
• Discounting factors in name screening
• Impact of PEP, Adverse Media and Sanctions on case level
• Escalation procedure to FCC
• FCC approval on high risk screening factors

Various Due Diligence types

• Standard Due Diligence
• Minimum Due Diligence
• Enhanced Due Diligence

Comprehensive risk assessment factors

• Geographic risk factors
• Industry risk factors
• Entity type risk factors
• Screening Risk Factors

LMS access to watch recorded sessions and MCQs assessment

• Lifetime access for course along with updated materials
• MCQs assessment after each session
• eStralux KYC Vault access for hands of experience
• Practice test cases along with 400+ worldwide web links to source information
• Option to schedule a call with trainer on weekend for processed cases to get feedback
• WhatsApp support number through out the week for text queries
• e-book for KYC interviews preparation

Live KYC processed focusing on entities based in the United Kingdom and the USA

• Live KYC on private limited company based in US and UK
• Live KYC on Investment fund based in USA